This month's edition includes a short Senior Management Information dashboard, split between changes relevant to all firms and further sections on retail, wholesale and banking. A senior compliance practitioner talks about what is on her desk while further highlights include news from the CISI's
Compliance Forum and
European Regulation Interest Group and a feature article about whether and how the regulators can keep up with technical developments.
The main section of the magazine is divided between recent changes, such as under the US FATCA tax requirements; changes in the next six months, such as to the client asset rules; future important changes, such as for over-the-counter derivatives central clearing; and finally the changes applying to seven individual financial sectors, such as many angles on the Retail Distribution Review for private wealth managers.