Written and edited by Christopher Bond, Chartered MCSI, senior adviser to the CISI, this quarterly magazine covers the universe of financial regulation for retail and wholesale/capital markets firms, and for banks.
This edition provides an editorial on what the loss of independence of the Prudential Regulation Authority will mean for firms; a look at how financial regulation will be affected by a 'Brexit' (All financial sectors section); a look at the issues arising from robo-advice (Private wealth management/Retail section); what lies ahead for the Capital Markets Union (Wholesale/Capital markets section); and an overview of prudential developments (Commercial and retail banks section).
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Highlights from this edition include:
A senior management information dashboard
A one-page summary of key changes, divided between retail, buy-side, sell-side, banking and of importance for all firms.
How would financial regulation be affected by a 'Brexit'?
How financial services feature in the UK’s negotiations on reforming the EU.
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Robo-advice
The regulatory status and obligations of robo-advice.
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What lies ahead for the EU's Capital Markets union (CMU)
Detail from the Commission on the CMU and the trend towards rolling back regulatory reforms.
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Overview of prudential developments
The many other prudential changes on capital, credit risk, market risk, stress testing and supervisory reporting.
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Read the glossary
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