Membership Committee
The CISI's Membership Committee is made up of senior figures in the financial services sector who meet
regularly to support the development of the Institute's membership policies.
Key priorities:
- To act as a 'brainstorming' group to assist in the formulation of future strategy and development
- To help research the needs of members to ensure that the Institute provides them with 'value for money'
services and benefits
- To help formulate strategies that will recruit new members.
The Membership Committee also ratifies all applications for Members (MCSI by Experience), assesses those that
are judged as borderline in terms of eligibility and assists in the assessment of the CPD records of CISI
members randomly selected for auditing under the CISI CPD Scheme.
Committee members:
| David Cooper, Chartered FCSI |
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| Richard Crews, Chartered MCSI |
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| Charles Ferry, Chartered FCSI |
Brewin Dolphin Limited |
| Phillip Langton MCSI |
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| Peter Moores, Chartered FCSI |
Raymond James Investment Services |
| Rebecca Taylor CFPTM Chartered FCSI |
Aurea Financial Planning |
| Judith Ullock, Chartered MCSI |
Redmayne Bentley |
| Martin Watkins, Chartered FCSI |
EY |
| Tina Wishart, Chartered FCSI |
Psigma Investment Management |
Integrity & Ethics Committee
One of the Institute's foremost objectives is to promote the highest standards of trust, integrity and
practical professional ethics amongst its members and throughout the securities and investment sectors.
The Committee directs and leads work in this area, and as part of this, it is responsible for the
Institute's Code of Conduct.
Committee members:
| Tracey Davidson, Chartered MCSI (Chair) |
Handelsbanken |
| Charlotte Black FCSI(Hon) |
Aberdeen Standard Asia Focus Inv.Trust |
| Andrew Brook-Dobson, CFP Chartered MCSI |
BDB Financial |
| Kate Griffiths-Lambeth |
Charles Stanley |
| Charles Hoare Nairne, Chartered FCSI |
Messrs. C. Hoare & Co. |
| Robert Hughes-Penney, Chartered FCSI |
Rathbone Brothers Plc |
| Dr Ian Peters MBE |
Institute of Business Ethics |
| Tracey Reddings, Chartered MCSI |
Reddings Wealth Management Limited |
| Ann Roughead |
Threadneedle Investments |
| Matt Toms MCSI |
Heartwood Investment Management |
| Nuala Walsh |
UN Women |
International Committee
The International Committee meets quarterly to provide guidance and support in order to direct the
Institute's international strategy and operations.
Commitee members are all experienced practitioners with strong international experience:
| Danny Corrigan MCSI (Chairman) |
FSNForum, Executive Committee Member and TheCityUK, Eurasia Group, Chair |
| Chris Allen MCSI |
Head of Global Private Banking EMEA, HSBC Bank |
| Neil Atkinson, Chartered FCSI |
Managing Director, HSBC |
| Sharon Constancon MCSI |
CEO of Genius Methods and of Valufin and Chairman of the SA Chamber of Commerce UK |
| Ononuju Irukwu ACSI |
Head of Private Banking at FBN Bank (UK) |
| David Kane MCSI |
Non-Executive Director, CISI and Bournemouth University; former Managing Director, J.P.
Morgan |
| Fiona King MCSI |
EMEA Client Asset Oversight Officer, Citigroup |
| David O’Reilly, Chartered MCSI |
Managing Director Wimbledon Park Capital |
| Ian Pledger ACSI |
Director, Regional Head of Global Network Management – Africa / Americas BNY Mellon
|
| James von Simson, Chartered FCSI |
Director, Investment Management, Tilney Investment Management Services Ltd |
Publication Panels
The Review Editorial Panel
| Claire Perryman, Chartered MCSI (Chair) |
State Street |
| Helen Anderson |
Chartered Institute for Securities & Investment |
| Michael Cole-Fontayn MCSI |
Chartered Institute for Securities & Investment |
| Scott Dobbie FCSI(Hon) |
Deutsche Bank |
| Sarah Elson APP ACSI |
Berry & Oak |
| Lee Glennan CFPTM Chartered FCSI |
Glennan Wealth Management |
| Felicity Hooper MCSI |
Investec |
| Peter Land, Chartered FCSI |
Walker Crips |
| Amy Lazenby, Chartered FCSI |
Close Brothers
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| Julius Lipner |
Consilia Wealth Management |
| George Littlejohn MCSI |
Chartered Institute for Securities & Investment |
| Jacqueline Lockie CFPTM Chartered FCSI |
Chartered Institute for Securities & Investment
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| Robert Lockie CFPTM Chartered FCSI |
Bloomsbury Wealth |
| David Madgwick ACSI |
SS&C Financial Services |
| Tsitsti Mutiti, Chartered FCSI |
Charles Stanley |
| Thomas Oakman, Chartered MCSI |
Jarvis Investment |
| Frank Reardon, Chartered FCSI |
JM Finn & Co |
| Nigel Sydenham, Chartered FCSI |
CCL Academy |
| Janet Walford OBE |
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CISI Regulation Panel
| Nicholas Andrews |
| Christopher Bond, Chartered MCSI |
| Stephen Coles MCSI |
| Mark de Ste Croix MCSI |
| Gerard Dique MCSI |
| Ashley Long FCSI |
| Julian Sampson, Chartered FCSI |
| Ffion Thomas, Chartered MCSI |
Examination Board
The CISI's Examination Board meets twice a year and its function is to advise on the direction of the
Institute's qualifications strategy. Whilst the spring meeting focuses predominantly on strategy, the autumn
meeting provides an opportunity to review qualification performance formally.
The Board's role is an integral part of the CISI's continued drive to maintain the relevance of its
qualifications and embed transparency in its quality assurance processes.
Board members:
| Clive Shelton, Chartered FCSI |
International Financial Data Services Limited |
| Gavin Aspden |
Institute of Chartered Accountants in England & Wales |
| John Barrass |
Wealth Management Association |
| Adrian Bell |
Henley Business School |
| John Board |
Henley Business School |
| Andrew Carter, Chartered MCSI |
Towry Limited |
| Catherine Edwards |
Association of Chartered Certified Accountants |
| Neal Franklin, Chartered FCSI |
BNP Paribas |
| Lynne Hill, Chartered MCSI |
Lynne Hill Consulting |
| Sandra Jacobs |
Royal Bank of Scotland |
| Marcus Johnson, Chartered FCSI |
NW Brown |
| David Kanolik MCSI |
Investment Management Association |
| Peter Lee |
Morgan Stanley |
| William Macdonald, Chartered MCSI |
Craigcrook Management Services |
| Victoria Nye |
Investment Management Association |
| Denis O'Connor FCSI |
Association for Financial Markets in Europe |
| Shaun Robertson |
Institute of Chartered Accountants in England & Wales |
| Kevin Rothwell, Chartered FCSI |
Kevin Rothwell Consultancy & Training Limited |
| Sally Scutt |
British Bankers Association |
| Nick Seaward, Chartered FCSI |
Supervision Services Partnership |
| Nick Swales, Chartered FCSI |
Rathbone Investment Management Limited |
| Graham Withers, Chartered FCSI |
Rathbone Investment Management Limited |
Disciplinary Commitee
The Disciplinary Committee consists of:
| Frank Moxon, Chartered FCSI(Hon) (Chairman) |
Hoyt Moxon Ltd |
| Charles Hoare Nairne, Chartered FCSI |
Messrs. C. Hoare & Co. |
| Judith Ullock, Chartered MCSI |
Redmayne Bentley |
| Simon Culhane, Chartered FCSI |
Chartered Institute for Securities & Investment |
| Tina Wishart, Chartered FCSI |
Psigma Investment Management Ltd |