Membership Committee
The CISI's Membership Committee is made up of senior figures in the financial services sector who meet
regularly to support the development of the Institute's membership policies.
Key priorities:
- To act as a 'brainstorming' group to assist in the formulation of future strategy and development
- To help research the needs of members to ensure that the Institute provides them with 'value for money'
services and benefits
- To help formulate strategies that will recruit new members.
The Membership Committee also ratifies all applications for Members (MCSI by Experience), assesses those that
are judged as borderline in terms of eligibility and assists in the assessment of the CPD records of CISI
members randomly selected for auditing under the CISI CPD Scheme.
Committee members:
| David Cooper, Chartered FCSI |
Gneiss Energy Limited |
| Peter Moores, Chartered FCSI |
Raymond James Investment Services Ltd |
| Nicholas Swales, Chartered FCSI (Chair) |
Rathbone Investment Management Limited |
| Rebecca Taylor, CFPTM Chartered FCSI |
Aurea Financial Planning Limited |
| Judith Ullock, Chartered MCSI |
Redmayne Bentley LLP |
| Tina Wishart, Chartered FCSI |
Punter Southall Wealth Limited |
| Charles Ferry, Chartered FCSI |
Brewin Dolphin Ltd |
| Gee Weng Sung, Chartered FCSI |
Investec Wealth & Investment Limited |
| Margaret Lindsay, Chartered FCSI |
Smith & Williamson Investment Management |
Integrity & Ethics Committee
One of the Institute's foremost objectives is to promote the highest standards of trust, integrity and
practical professional ethics amongst its members and throughout the securities and investment sectors.
The Committee directs and leads work in this area, and as part of this, it is responsible for the
Institute's Code of Conduct.
Committee members:
| Tracey Davidson, Chartered MCSI (Chair) |
Handelsbanken |
| Charlotte Black FCSI(Hon) |
Aberdeen Standard Asia Focus Inv.Trust |
| Rosalyn Breedy |
Simons Muirhead Burton |
| Andrew Brook-Dobson, CFP Chartered MCSI |
BDB Financial |
| Kate Griffiths-Lambeth |
Charles Stanley |
| Charles Hoare Nairne, Chartered FCSI |
Messrs. C. Hoare & Co. |
| Robert Hughes-Penney, Chartered FCSI |
Rathbone Brothers Plc |
| Dr Ian Peters MBE |
Institute of Business Ethics |
| Tracey Reddings, Chartered MCSI |
Reddings Wealth Management Limited |
| Ann Roughead |
Threadneedle Investments |
| Matt Toms, Chartered MCSI |
Heartwood Asset Management |
| Nuala Walsh |
UN Women |
International Committee
The International Committee meets quarterly to provide guidance and support in order to direct the
Institute's international strategy and operations.
Commitee members are all experienced practitioners with strong international experience:
| Danny Corrigan MCSI (Chairman) |
FSNForum, Executive Committee Member and TheCityUK, Eurasia Group, Chair |
| Neil Atkinson, Chartered FCSI |
Managing Director, HSBC |
| Sharon Constancon MCSI |
CEO of Genius Methods and of Valufin and Chairman of the SA Chamber of Commerce UK |
| Ononuju Irukwu ACSI |
Head of Private Banking at FBN Bank (UK) |
| David Kane MCSI |
Non-Executive Director, CISI and Bournemouth University; former Managing Director, J.P.
Morgan |
| Fiona King MCSI |
EMEA Client Asset Oversight Officer, Citigroup |
| David O’Reilly, Chartered MCSI |
Managing Director Wimbledon Park Capital |
| Ian Pledger ACSI |
Director, Regional Head of Global Network Management – Africa / Americas BNY Mellon
|
| James von Simson, Chartered FCSI |
Director, Investment Management, Tilney Smith & Williamson Group |
| Jon Willis |
Global Head of DS and TA Operations, Securities Services Markets & Securities Services,
HSBC |
Publication Panels
The Review Editorial Panel
| Claire Perryman, Chartered MCSI (Chair) |
State Street |
| Helen Anderson |
Chartered Institute for Securities & Investment |
| Michael Cole-Fontayn MCSI |
Chartered Institute for Securities & Investment |
| Scott Dobbie FCSI(Hon) |
Deutsche Bank |
| Sarah Elson APP ACSI |
Berry & Oak |
| Lee Glennan CFPTM Chartered FCSI |
Glennan Wealth Management |
| Felicity Hooper MCSI |
Investec |
| Peter Land, Chartered FCSI |
Walker Crips |
| Amy Lazenby, Chartered FCSI |
Close Brothers
|
| Julius Lipner |
Consilia Wealth Management |
| George Littlejohn MCSI |
Chartered Institute for Securities & Investment |
| Jacqueline Lockie CFPTM Chartered FCSI |
Chartered Institute for Securities & Investment
|
| Robert Lockie CFPTM Chartered FCSI |
Bloomsbury Wealth |
| David Madgwick ACSI |
SS&C Financial Services |
| Tsitsti Mutiti, Chartered FCSI |
Charles Stanley |
| Thomas Oakman, Chartered MCSI |
Jarvis Investment |
| Frank Reardon, Chartered FCSI |
JM Finn & Co |
| Nigel Sydenham, Chartered FCSI |
CCL Academy |
| Janet Walford OBE |
|
CISI Regulation Panel
| Nicholas Andrews |
| Christopher Bond, Chartered MCSI |
| Stephen Coles MCSI |
| Mark de Ste Croix MCSI |
| Gerard Dique MCSI |
| Ashley Long FCSI |
| Julian Sampson, Chartered FCSI |
| Ffion Thomas, Chartered MCSI |
Examination Board
The CISI's Examination Board meets twice a year and its function is to advise on the direction of the
Institute's qualifications strategy. Whilst the spring meeting focuses predominantly on strategy, the autumn
meeting provides an opportunity to review qualification performance formally.
The Board's role is an integral part of the CISI's continued drive to maintain the relevance of its
qualifications and embed transparency in its quality assurance processes.
Board members:
| Debbie Clarke CF, Chartered MCSI (Chair) |
New Clarke Ventures Limited |
| Andrew Carter, Chartered MCSI |
Tilney Services Limited |
| Catherine Edwards |
ACCA (Association of Chartered Certified Accountants) |
| Tim Fassam |
Personal Investment Management and Financial Advice Association (PIMFA) |
| Neal Franklin, Chartered FCSI |
Neal Franklin Compliance Consultancy |
| Paul Grainger, CFP Chartered FCSI |
Complyport Limited |
| Simon Hills |
UK Finance |
| Marcus Johnson, Chartered FCSI |
Kirly Group Holdings |
| Carol Knight |
TISA |
| William Macdonald, Chartered MCSI |
Craigcrook Management Services |
| Graham Nicoll |
Barclays |
| Denis O’Connor FCSI |
|
| Dr Carol Padgett |
ICMA Centre |
| Shaun Robertson |
Institute of Chartered Accountants in England & Wales |
| Graham Withers, Chartered FCSI |
Peregrine & Black |
Disciplinary Commitee
The Disciplinary Committee consists of:
| Frank Moxon, Chartered FCSI(Hon) (Chairman) |
Hoyt Moxon Ltd |
| Charles Hoare Nairne, Chartered FCSI |
Messrs. C. Hoare & Co. |
| Judith Ullock, Chartered MCSI |
Redmayne Bentley |
| Simon Culhane, Chartered FCSI |
Chartered Institute for Securities & Investment |
| Tina Wishart, Chartered FCSI |
Punter Southall Wealth Limited |